Capital Markets Advisory
We offer fixed monthly fee arrangements for the ongoing reporting work matters. This allows for our clients to know what their costs will be ahead of time and to stay current and in compliance on a monthly basis.
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Preparation and filing of registration statements
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Review and preparation of forms
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Drafting disclosures and periodic reports
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Audit and review of Firm's AML/KYC onboarding policies and procedures
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Policy procedure implementation and review
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Advisory of capital raise through Reg. A and Reg. A+
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Annual reports on form 10-K
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Quarterly reports on form 10-Q
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Current reports on form 8-K
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Proxy statement on schedule 14A
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Shareholder communication matters
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Reg. FD compliance matters
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Responses to SEC comment letters
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Beneficial Ownership Reporting Matters for the Company's Officers & Directors
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Other general disclosures and compliance practices and matters